My Qualifications, Certifications and Licenses

  • Qualifications
    I have been working with individual investors for several years. I use my extensive personal and professional experience in all areas of investment planning to help you pursue your goals. I am registered to provide a variety of financial products and services. I look forward to speaking with you.

  • Registrations
    • Series 63 State Securities Law, Uniform Securities Agent
    • Series 65 State Securities Law, Uniform Investment Advisor
    • Series 6 Investment Company Products/Variable Contracts Limited Representative
    • Series 7 General Securities Representative